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Certification Process

Accredited certification provides independent verification that an implementation satisfies a declared conformance profile at a specific specification version.

Self-assessment is documented in the Conformance guide. This document governs formal certification.

Certification outcomes

A successful certification yields:

ArtifactContent
CertificateSigned attestation with profile, spec version, test suite version
Conformance statementPublic summary of capabilities and known limitations
Test reportConfidential to implementer unless published voluntarily
Registry entryPublic listing when implementer opts in

Certification MUST NOT imply regulatory approval, creditworthiness, or fitness for a particular legal regime unless separately obtained.

Prerequisites

Implementers MUST:

  1. Declare target profile (Core, Enterprise, Government, or Edge)
  2. Implement all Stable RFCs required for that profile
  3. Pass current test suite for target specification bundle
  4. Publish a conformance statement template per certification guide
  5. Agree to surveillance and revocation terms below

Process flow

Step 1 — Registration

Implementer notifies Conformance Program Board with:

  • Legal entity name
  • Product identifier and deployment model (SaaS, on-prem, hybrid)
  • Target profile and specification version
  • Contact for security advisories

Step 2 — Lab engagement

Implementer MUST use a CPB-accredited lab. Labs MUST be independent of the implementer's internal QA for the certification engagement.

Lab criteria include:

  • Demonstrated RFC and test suite competence
  • Conflict-of-interest policies
  • Secure handling of test artifacts
  • Annual CPB audit

Step 3 — Testing

Labs MUST execute the official conformance tests without modification. Supplementary custom tests MAY inform the report but MUST NOT replace required tests.

Failed tests SHOULD receive a 90-day remediation window before final fail, except security-critical regressions.

Step 4 — Certificate issuance

CPB MUST verify:

  • Lab accreditation current
  • Test report covers full profile scope
  • Conformance statement matches tested capabilities
  • No unresolved SRG hold on implemented RFCs

Default validity: 24 months from issuance.

Step 5 — Maintenance

Certified implementations MUST:

  • Monitor Security Disclosure advisories
  • Patch within severity SLAs or risk suspension
  • Re-certify on MAJOR specification changes unless grandfathered
  • Notify CPB of material product changes affecting certified scope

Renewal

Renewal REQUIRES:

  • Pass current test suite (may differ from initial certification)
  • Updated conformance statement
  • Fee to lab per commercial arrangement (fees set by labs, not specification license)

Suspension and revocation

CPB MAY suspend or revoke certificates when:

TriggerAction
Failed surveillance audit30-day cure period
Misuse of certification marksImmediate suspension
Unpatched Critical security issueRevocation after notice
Fraudulent test submissionPermanent ban

Appeals SHOULD follow Decision Making appeals path.

Limitations and exclusions

Certificates MUST explicitly list:

  • Supported trust contexts (if subset)
  • Geographic or deployment constraints
  • Known non-conformant optional features
  • Federation partners tested (if Enterprise)

Omitting known limitations MUST be treated as misrepresentation.

Relationship to TumiTrust

TumiTrust MAY hold certifications for its platform like any implementer. Certification of TumiTrust MUST NOT block other vendors from accredited lab access or imply exclusive "official" status.